About Thomas Au CFP®

As a member of Canfin Wealth Management I have joined forces to provide comprehensive and integrated wealth management services to businesses and their employees, professionals and individuals.

I am licensed to offer the following services:

• Licensed to sell mutual funds and ETFs in Alberta
• CERTIFIED FINANCIAL PLANNER® Professional in good standing

Canfin Wealth Management services are comprehensive because creating wealth, distributing wealth, managing and preserving wealth cannot be done in isolation. A full 360-degree perspective is required to ensure that success in one area does not conflict with another. We use an integrated approach in all our engagements because when it comes to the creation, distribution, preservation and management of wealth there are no easy answers, and may involve other highly skilled individuals to work collaboratively with us to develop custom-tailored solutions based on the unique circumstances of our clients.

To help you achieve your goals, Canfin Wealth Management only associates with financial planners, advisors and other professionals and service providers who are committed to life-long learning and professional development. All of Canfin Wealth Management's clients will always experience our "qualified approach to wealth creation, wealth preservation, wealth distribution and management!"

As a member of Canfin Wealth Management I am committed to these Core Values which cover these 5 principles:

1.   Consistent application of our qualified approach to wealth creation, preservation, distribution and management.
2.   Excellence in client service,
3.   Comprehensive services through a closely linked group of expert service providers,
4.   Remain independently owned and operated, and
5.   Committed to being good corporate citizens by adhering to the triple bottom line: sustainable business, environmentally friendly business and ethical business operations to make stakeholders proud to associate with us.

 

Mission Statement: "To serve our clients through knowledgeable, trusted and professional advisors providing comprehensive advice, quality products and outstanding service."

 

Thomas Au CFP® - Profile

Thomas Au has over twenty years of experience working in the financial industry. His credentials attest to his dedication to keeping informed, enabling him to better help you achieve financial independence. Thomas Au got his Bachelor's Degree in Business Administration at the Chinese University of Hong Kong, majoring in Finance in 1977. 

 

Licensed to sell:

•      Licensed to offer mutual funds in Alberta, since 1997 
•      Licensed to offer Exchange Traded Funds in Alberta, since 2020 

 

Industry designations:

• CERTIFIED FINANCIAL PLANNER® Professional, in good standing, since 2001. 
• Elder Planning Counselor EPC® since 2004.

My goal is to provide unbiased, personalized financial advice, solutions, and services to enable my clients to achieve their individual goals and ensure financial independence and retirement security.

It is important to develop a personal financial plan. Therefore, we will assess your individual goals. We will then suggest solutions that will enable you to reach your goals.